United States Patent Office Process

USPTO – United States Patent and Trademark Office

Step 1: Determine the type of Intellectual Property protection that you need

Contact Patents

Contact information for USPTO resources accessible at all stages of the patent process.

Patent Pro Bono Program for independent inventors and small businesses

The program provides free legal assistance to under-resourced inventors interested in securing patent protection for their inventions.

To protect your invention, you may need a patent, trademark, copyright, marketing plan, trade secrets, or some combination of these. Before you begin preparing a patent application, find out if you really need a patent or some other form of Intellectual Property protection.

Step 2: Determine if your invention is patentable

Inventors Assistance Center

Provides patent information and services to the public. Staffed with experienced examiners who answer general questions about patent examining policy and procedures.

Patent and Trademark Resource Centers

A nationwide network of public, state, and academic libraries having trained staff to assist on how to use search tools to access patent and trademark information.

Patent Pro Bono Program for independent inventors and small businesses

The program provides free legal assistance to under-resourced inventors interested in securing patent protection for their inventions.

Law School Clinic Certification Program

Free legal help provided by law students, who gain experience drafting and filing patents and trademark applications for clients of the law school clinic.

To determine if you can patent your invention, you will need to know the answers to a few simple questions. Go to our Patent FAQ page and enter these questions to learn more about the Patent Process –

  • Who can apply for a patent?
  • What can and cannot be patented?
  • How do I know if my invention is patentable?
  • How long does patent protection last?
  • How much does it cost to get a patent?

Search to see if your invention has already been publicly disclosed

  • You cannot get a patent if your invention has already been publicly disclosed. Therefore, a search of all previous public disclosures should be conducted. A search of foreign patents and printed publications should also be conducted. 

If you are not experienced at performing patent searches, a registered attorney or agent is recommended.

It is possible, though difficult, for you to conduct your own search:

Granted Patents and Patent Applications may be searched using the Patent Full Text Databases  

See our Patent Search page for additional Search resources.

Step 3: What kind of patent do you need?

Inventors Assistance Center

Provides patent information and services to the public. Staffed with experienced examiners who answer general questions about patent examining policy and procedures.

Patent and Trademark Resource Centers

A nationwide network of public, state, and academic libraries having trained staff to assist on how to use search tools to access patent and trademark information.

There are three types of patents – Utility, Design, and Plant. 

Utility Patent

Utility patents may be granted to anyone who invents or discovers any new and useful process, machine, article of manufacture, or compositions of matters, or any new useful improvement thereof. By far, most patent applications filed at the USPTO are utility applications.

Design Patent

Design patents may be granted to anyone who invents a new, original, and ornamental design for an article of manufacture.

Plant Patent

Plant patents may be granted to anyone who invents or discovers and asexually reproduces any distinct and new variety of plant.

Step 4: Get ready to apply

Patent Electronic Business Center

Assists customers with filing and review of electronic patent application submissions via the EFS-Web and Patent Center.

Inventors Assistance Center

Provides patent information and services to the public. Staffed with experienced examiners who answer general questions about patent examining policy and procedures.

Patent and Trademark Resource Centers

A nationwide network of public, state, and academic libraries having trained staff to assist on how to use search tools to access patent and trademark information.

Application Assistance Unit

Staff are trained to answer questions about the pre- and post-examination processing of patent applications.

Forms for patent applications

Due to the enactment of the America Invents Act in 2012, this page contains forms for patent applications filed on or after September 16, 2012.

Patent Cooperation Treaty

This international treaty makes it possible to seek patent protection simultaneously in a large number of countries by filing a single international application.

Once you have determined the type of Patent that you need, you can consider your application strategy and whether to use professional legal services.

How much is this going to cost?

A patent application is subject to the payment of a basic fee and additional fees that include a search fee, an examination fee, and issue fee. Depending on your application, there may also be excess claims fees.

  • Fees vary depending on the type of patent application that you submit  

Filing, Search, and Examination Fees

How long will this take?

Estimate how long it will be until you receive your first letter from the USPTO in response to your application.

See the Patents Data Visualization Center for an overall average First Office Action estimate and Total Pendency.

Consider expedited examination options. The USPTO Patent Application Initiatives Timeline displays various programs and initiatives that are available to applicants during each phase of the application process. Each program is designed to advance the progress of a patent application and to provide applicant assistance. View a detailed Matrix of programs available Prior to Examination.

Do you need International protection?

Do you want to file a Provisional or Nonprovisional application? 

 Should you hire a Patent Attorney or Agent?
The preparation of an application for patent and the conducting of the proceedings in the United States Patent and Trademark Office (USPTO or Office) to obtain the patent is an undertaking requiring the knowledge of patent law and rules and Office practice and procedures, as well as knowledge of the scientific or technical matters involved in the particular invention.

Inventors may prepare their own applications and file them in the USPTO and conduct the proceedings themselves, but unless they are familiar with these matters or study them in detail, they may get into considerable difficulty. While a patent may be obtained in many cases by persons not skilled in this work, there would be no assurance that the patent obtained would adequately protect the particular invention.

Most inventors employ the services of registered patent attorneys or patent agents

Step 5: Prepare and submit your initial application

Patent Electronic Business Center

Assists customers with filing and review of electronic patent application submissions via the EFS-Web and Patent Center.

EFS-Web Guidance and Resources

EFS-Web Guidance and Resources

Forms for patent applications

Due to the enactment of the America Invents Act in 2012, this page contains forms for patent applications filed on or after September 16, 2012.

Patent Cooperation Treaty

This international treaty makes it possible to seek patent protection simultaneously in a large number of countries by filing a single international application.

Inventors Assistance Center

Provides patent information and services to the public. Staffed with experienced examiners who answer general questions about patent examining policy and procedures.

Contact Patents

Contact information for USPTO resources accessible at all stages of the patent process.

See the Patent Application Guides for the detailed legal requirements for filing the type of Patent Application you have determined is right for you.

Submit your initial application with all the required parts needed for obtaining a filing date and include the correct fee.

Submit your application online:

Use EFS-Web, the USPTO’s electronic filing system for patent applications, to submit Utility patent applications, Provisional applications and many other types of Office correspondence to the USPTO via the Internet.

Before you sign your application, make sure that you read the written specification and claims. You will not be able to add anything new to your application once it has been filed with the USPTO.

Step 6 Anchor

Step 6: Work with your examiner

EFS-Web Guidance and Resources

EFS-Web Guidance and Resources

Resources and Guidance

A collection of policies, procedures, guides, tools and manuals are associated with the patent process.

Forms for patent applications

Due to the enactment of the America Invents Act in 2012, this page contains forms for patent applications filed on or after September 16, 2012.

Patent Cooperation Treaty

This international treaty makes it possible to seek patent protection simultaneously in a large number of countries by filing a single international application.

Examination of Applications

Chapter 700 – Examination of Applications

Application Assistance Unit

Staff are trained to answer questions about the pre- and post-examination processing of patent applications.

Contact the Patents Ombuds

Patents Ombuds services contact form

Petitions

Learn more about patent petitions. Access to petition resources, reference material and FAQs.

Patent Electronic Business Center

Assists customers with filing and review of electronic patent application submissions via the EFS-Web and Patent Center.

Patent Trial and Appeal Board

PTAB includes statutory members and Administrative Patent Judges. It is charged with rendering decisions on appeals from adverse examiner decisions, post-issuance…

If your application is incomplete, you will be notified of the deficiencies by an official letter from the USPTO, known as an Office Action. You will be given a time period to complete the application filing (a surcharge may be required). If the omission is not corrected within a specified time period, the application will be returned or otherwise disposed of; the filing fee if submitted will be refunded less a handling fee as set forth in the fee schedule. Learn more about responding to Office Actions.

Estimate how long it will be until you receive your first official correspondence from the USPTO in response to your application.

Once your application has been accepted as complete, it will be assigned for examination.

Your examiner will review the contents of the application to determine if the application meets the requirements of 35 U.S.C. 111(a).

  • If the examiner does not think your application meets the requirements, the examiner will explain the reason(s). You will have opportunities to make amendments or argue against the examiner’s objections.
  • If you fail to respond to the examiner’s requisition, within the required time, your application will be abandoned.

If your application is twice rejected, you may appeal the examiner’s decision to the Patent Trial and Appeal Board (PTAB)

  • If your response to a Final Action does not overcome all of the examiner’s objections or if any of the claims have been twice rejected.You can consider filing an appeal with the Patent Trial and Appeal Board (PTAB)

If you have chosen legal representation, remember that once an application is filed by a patent attorney or agent, the USPTO will only communicate with the attorney or agent. Inventors often call the USPTO for updates, but they have a designated attorney or agent representing them. The USPTO does not engage in double correspondence with an applicant and a patent practitioner (37 CFR 1.33).

Sign up to view your pending application and documents in Private PAIRYou can also sign up for the PAIR e-Office Action Program to receive an email notification when a new Office communication is available for viewing and download in PAIR.

Consider an Interview with your examiner – The USPTO encourages examiners to take a proactive approach to examination by reaching out and engaging our stakeholders in an effort to resolve issues and shorten prosecution.

View a detailed Matrix of programs available to assist you During Examination and After Close of Prosecution.

Step 7: Receive your approval

Contact the Patents Ombuds

Patents Ombuds services contact form

If the examiner determines that your application is in satisfactory condition and meets the requirements, you will receive a Notice of Allowance.

Utility and reissue patents are issued within about four weeks after the issue fee and any required publication fee are received in the Office. A patent number and issue date will be assigned to an application and an Issue Notification will be mailed after the issue fee has been paid and processed by the USPTO.

The patent grant is mailed on the issue date of the patent. It includes any references to prior patents, the inventor(s)’) names, specification, and claims (to name a few). It is bound in an attractive cover and includes a gold seal and red ribbon on the cover.

Order certified documents – Order certified documents with the USPTO ribbon and seal as well as the signature of an authorized certifying officer.

Step 8: Maintain your patent

Pay your maintenance fees

The USPTO’s Patent Maintenance Fees Storefront

Patent term calculator

Estimate how long before your patent expires using this Microsoft Excel worksheet.

Application Assistance Unit

Staff are trained to answer questions about the pre- and post-examination processing of patent applications.

More Patent and Trademark Services

Record an Assignment or name change

Petitions

Learn more about patent petitions. Access to petition resources, reference material and FAQs.

Pay Maintenance Fees and Check the Status

Maintenance fees are required to maintain a patent in force beyond 4, 8, and 12 years after the issue date for utility and reissue utility patents. If the maintenance fee and any applicable surcharge are not paid in a timely manner, the patent will expire.

After your Patent is issued and published

Kindly reach out to us through the form below and we will promptly respond to your inquiry:

Inventor Canada